Microcap stock

Results: 56



#Item
51Public administration / Sarbanes–Oxley Act / United States corporate law / United States securities law / Public company / Microcap stock / Finance / Regulatory compliance / Business / Auditing / Corporate governance

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2006-04-17 15:42:30
52Investment banks / Financial markets / Companies listed on the New York Stock Exchange / Piper Jaffray / U.S. Bancorp / Finance / Microcap stock / Market capitalization / Initial public offering / Investment / Financial economics / Stock market

Microsoft Word - SECAdvisoryCommittee doc[removed]JMM.docx

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Source URL: www.sec.gov

Language: English - Date: 2012-06-25 08:50:18
53Funds / Active management / Stock fund / Russell Small Cap Completeness Index / Investment style / Russell Indexes / Russell Microcap Index / Financial economics / Investment / Financial services

SmallAndMidPieChartaiPERF

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Source URL: www.in.gov

Language: English - Date: 2014-08-05 14:27:33
54Finance / Financial markets / Microcap stock / Initial public offering / Tick size / Algorithmic trading / Secondary market / Securities market / Hedge fund / Financial economics / Stock market / Investment

January 27, 2014 Chairman Joseph Dear Investor Advisory Committee United States Securities and Exchange Commission 100 F Street

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Source URL: www.sec.gov

Language: English - Date: 2014-01-28 10:46:09
55Stock market / Financial markets / Financial services / Corporate finance / Microcap stock / Secondary market / Securities research / Initial public offering / P/E ratio / Financial economics / Investment / Finance

Microsoft Word - Letter to SEC Investor Advisory Committee[removed]FINAL.docx

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Source URL: www.sec.gov

Language: English - Date: 2014-01-23 11:26:39
56Finance / Stock market / Microcap stock / Short / Algorithmic trading / Initial public offering / Market liquidity / Flash Crash / Penny stock / Financial markets / Financial economics / Investment

A Dissenting Opinion and Alternative Recommendation #1 regarding the Market Structure Subcommittee’s Recommendation #1 - Decimalization and Tick Size

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Source URL: www.sec.gov

Language: English - Date: 2014-01-14 09:59:38
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